SSM-AI – Appendix L — Governance Quick Reference (L4–L6)

Privacy posture, band-to-action policies, and deployment acceptance gates.

L4) Privacy posture (what’s allowed / disallowed)
Allowed (examples)

• Bounded rates, counters, normalized error fractions
• Binary flags, calibrated probabilities
• Set sizes, citation counts, retrieval entropy
• Non-PII aggregates (windowed over ≥ N or ≥ T)

Disallowed (without explicit exception)

• Raw prompts/responses
• IDs, email, phone, exact geolocation
• Free-text logs that can leak content

Windowing & clamping

• Any metric driving gₜ must be a windowed statistic (e.g., N ≥ 50 events or T ≥ 5 min)
• Clamp gₜ ∈ [0,1]; decay via ρ avoids spikes

Goal: keep alignment visible, content private.

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L5) Escalation matrix (bands → default actions)

• A++ — promote / allow retry / escalate tool
• A+ — proceed normally
• A0 — pause or defer / require secondary signal
• A- — quarantine / human review queue
• A– — block / alert

Always apply decisions to RSI_env := gₜ * RSI (or tanh(gₜatanh(RSI)))*
Never alter m — parity holds: phi((m,a)) = m.

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L6) Deployment acceptance gates (must pass)

1. Parity: phi((m,a)) = m for all data paths
2. Clamp bounds: |a| < 1 with eps guard
3. Order invariance: shuffle + shard tests identical
4. Division policy: "strict" handles near-zero safely
5. Determinism: replay stamped logs reproduces results
6. Gate purity: RSI_env changes, m does not
7. Privacy audit: no PII; window + clamp on telemetry

A simple checklist replacing sprawling governance docs.

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