SSM-AI – Appendix L — Governance Quick Reference (L1–L3)

Principles, roles, and manifest-as-contract enforcement.

L1) Principles (non-negotiable)

  1. Observation-only. Classical values never change: phi((m,a)) = m.
  2. Determinism. Same manifest ⇒ same outputs, bands, and stamps.
  3. Boundedness. All lanes |a| < 1; |RSI|, |RSI_env| < 1.
  4. Order invariance.
    U += w*atanh(a), W += w ⇒ batch == stream == shuffled == shard-merge.
  5. Privacy by design. Lenses use declared aggregates; no raw PII.
  6. Fail-safe. Any governance breach ⇒ fallback to classical (use m), with stamped cause.

L2) Roles & separation of concerns

  • Lens owner (product/ML): Defines contrasts e, Unit, c, weight policy.
  • Governance owner (safety/privacy): Approves lens inputs, gate lanes, band policies, retention.
  • Ops owner (platform): Enforces manifest immutability, manages stamps, roll-ups, retention durations.

Clear boundaries → changes traceable, audits simple, accountability explicit.


L3) Manifest as contract (minimum publication keys)

"manifest": {
  "eps_a": 1e-6, "eps_w": 1e-12,
  "weights": {"policy":"uniform"},
  "bands": {"A++":0.90,"A+":0.60,"A0":-0.60,"A-":-0.90,"A--":-1.00,
            "hysteresis":{"h_up":0.02,"h_dn":0.02}},
  "gate": {"mode":"mul","rho":0.20,"g_min":0.00,"eps_g":1e-12,
           "weights":{"F":1,"D":1,"L":1,"E":1,"V":1,"Q":0},
           "safety_notch":{"enabled":false,"s_thr":0.80}},
  "division_policy": "strict",
  "lens": {
    "decode_v1": {"Unit":1.0,"c":1.0,"terms":"dimensionless aggregates only"},
    "rag_v1":    {"Unit":1.0,"c":1.0}
  }
}

Publish once per release; compute knobs_hash := sha256(canonical_json(manifest)) and include it in stamps. That hash becomes the replay key.


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